SEC Form 4 · accession 0001140361-17-033960
Territorial Bancorp Inc. · TBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allan S Kitagawa
Officer — Chairman, President and CEO · Director
Period of report
Aug 29, 2017
Accepted (ET)
Aug 31, 2017 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001447051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Aug 29, 2017 | S | 491 | $30.00 | D | 122,977 | D | |
| Common StockF3,F1 | Aug 29, 2017 | S | 9 | $30.05 | D | 122,968 | D | |
| Common StockF3,F1 | Aug 30, 2017 | S | 200 | $29.935 | D | 122,768 | D | |
| Common StockF3,F1 | Aug 30, 2017 | S | 795 | $29.95 | D | 121,973 | D | |
| Common StockF3,F1 | Aug 30, 2017 | S | 200 | $29.96 | D | 121,773 | D | |
| Common StockF3,F1 | Aug 30, 2017 | S | 200 | $29.98 | D | 121,573 | D | |
| Common StockF3,F1 | Aug 30, 2017 | S | 1,781 | $30.00 | D | 119,792 | D | |
| Common StockF3,F1 | Aug 30, 2017 | S | 120 | $30.015 | D | 119,672 | D | |
| Common StockF3,F1 | Aug 30, 2017 | S | 93 | $30.02 | D | 119,579 | D | |
| Common StockF3,F1 | Aug 30, 2017 | S | 500 | $30.03 | D | 119,079 | D | |
| Common StockF3,F1 | Aug 30, 2017 | S | 30 | $30.04 | D | 119,049 | D | |
| Common StockF3,F1 | Aug 30, 2017 | S | 100 | $30.05 | D | 118,949 | D | |
| Common StockF3,F1 | Aug 30, 2017 | S | 28 | $30.07 | D | 118,921 | D | |
| Common StockF3,F1 | Aug 30, 2017 | S | 18 | $30.085 | D | 118,903 | D | |
| Common StockF3,F1 | Aug 30, 2017 | S | 248 | $30.09 | D | 118,655 | D | |
| Common Stock | holding | — | — | — | 35,000 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 27,355 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 9,286 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $17.36 | holding | — | — | — | Aug 19, 2011 | Aug 19, 2020 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 29, 2018.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Represents shares sold in connection with the payment of taxes due on exercise of stock options on August 25, 2017.