SEC Form 4 · accession 0001140361-17-000093
Territorial Bancorp Inc. · TBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vernon Hirata
Officer — Vice Chairman & Co-COO · Other
Period of report
Dec 27, 2016
Accepted (ET)
Jan 3, 2017 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001447051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 27, 2016 | M | 5,760 | $17.36 | A | 58,278 | D | |
| Common Stock | Dec 27, 2016 | F | 3,028 | $33.03 | D | 55,250 | D | |
| Common Stock | holding | — | — | — | 36,642 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 15,600 | I | By Trust | |
| Common Stock | holding | — | — | — | 8,048 | I | By ESOP | |
| Common Stock | holding | — | — | — | 365 | I | By Spouse's ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $17.36 | Dec 27, 2016 | M | 5,760 | D | Aug 19, 2011 | Aug 19, 2020 | Common Stock | 5,760 | 148,170 | D |