SEC Form 4 · accession 0001140361-16-089133
Territorial Bancorp Inc. · TBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allan S Kitagawa
Officer — Chairman, President and CEO · Director
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001447051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2016 | S | 848 | $32.23 | D | 116,968 | D | |
| Common StockF1 | Dec 6, 2016 | S | 200 | $32.24 | D | 116,768 | D | |
| Common StockF1 | Dec 6, 2016 | S | 1,320 | $32.25 | D | 115,448 | D | |
| Common StockF1 | Dec 6, 2016 | S | 1,002 | $32.26 | D | 114,446 | D | |
| Common StockF1 | Dec 6, 2016 | S | 600 | $32.27 | D | 113,846 | D | |
| Common StockF1 | Dec 6, 2016 | S | 502 | $32.31 | D | 113,344 | D | |
| Common StockF1 | Dec 6, 2016 | S | 1 | $32.36 | D | 113,343 | D | |
| Common StockF1 | Dec 6, 2016 | S | 16 | $32.37 | D | 113,327 | D | |
| Common StockF1 | Dec 6, 2016 | S | 1,000 | $32.38 | D | 112,327 | D | |
| Common Stock | holding | — | — | — | 35,000 | I | By Spouse | |
| Common Stock | holding | — | — | — | 26,788 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 8,048 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $17.36 | holding | — | — | — | Aug 19, 2011 | Aug 19, 2020 | Common Stock | 126,419 | 126,419 | D |
Explanation of responses
- F1Represents shares sold in connection with the payment of taxes due on exercise of stock options on December 2, 2016