SEC Form 4 · accession 0001140361-16-078925
Territorial Bancorp Inc. · TBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allan S Kitagawa
Officer — Chairman, President and CEO · Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 3:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001447051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2016 | S | 90 | $28.4001 | D | 109,212 | D | |
| Common StockF1 | Sep 1, 2016 | S | 300 | $28.41 | D | 108,212 | D | |
| Common StockF1 | Sep 1, 2016 | S | 4,495 | $28.48 | D | 104,417 | D | |
| Common StockF1 | Sep 1, 2016 | S | 100 | $28.4801 | D | 104,317 | D | |
| Common StockF1 | Sep 1, 2016 | S | 100 | $28.485 | D | 104,217 | D | |
| Common StockF1 | Sep 1, 2016 | S | 1,505 | $28.49 | D | 102,712 | D | |
| Common StockF1 | Sep 1, 2016 | S | 200 | $28.495 | D | 102,512 | D | |
| Common StockF1 | Sep 1, 2016 | S | 4,007 | $28.50 | D | 98,505 | D | |
| Common StockF1 | Sep 1, 2016 | S | 1,884 | $28.51 | D | 96,621 | D | |
| Common StockF1 | Sep 1, 2016 | S | 200 | $28.5101 | D | 96,421 | D | |
| Common StockF1 | Sep 1, 2016 | S | 207 | $28.52 | D | 96,214 | D | |
| Common Stock | Sep 2, 2016 | M | 25,760 | $17.36 | A | 121,974 | D | |
| Common Stock | Sep 2, 2016 | F | 15,454 | $28.94 | D | 106,520 | D | |
| Common Stock | holding | — | — | — | 35,000 | I | By Spouse | |
| Common Stock | holding | — | — | — | 26,788 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 8,048 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $17.36 | Sep 2, 2016 | M | 25,760 | D | Aug 19, 2011 | Aug 19, 2020 | Common Stock | 25,760 | 151,419 | D |
Explanation of responses
- F1Represents shares sold in connection with the payment of taxes due on vesting of restricted shares.