SEC Form 4 · accession 0001140361-16-077956
Territorial Bancorp Inc. · TBNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard KC Lau
Officer — SVP
Period of report
Aug 19, 2016
Accepted (ET)
Aug 26, 2016 · 1:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001447051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2016 | F | 655 | $27.88 | D | 29,854 | D | |
| Common StockF1 | holding | — | — | — | 11,095 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 1,500 | I | By Corporation | |
| Common StockF1 | holding | — | — | — | 7,363 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $17.36 | holding | — | — | — | Aug 19, 2011 | Aug 19, 2020 | Common Stock | 19,524 | 19,524 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.