SEC Form 4 · accession 0001447028-26-000052
Arbutus Biopharma Corp · ABUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tuan Nguyen
Officer — Chief Financial Officer
Period of report
Sep 18, 2026
Accepted (ET)
Sep 23, 2026 · 8:31 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001447028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Sep 18, 2026 | M | 265,625 | $3.49 | A | 339,125 | D | |
| Common Shares | Sep 18, 2026 | M | 27,475 | $4.39 | A | 366,600 | D | |
| Common Shares | Sep 18, 2026 | F | 206,637 | $5.07 | D | 159,963 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $3.49 | Sep 18, 2026 | M | 265,625 | D | — | Mar 31, 2035 | Common Shares | 265,625 | 484,375 | D |
| Stock Option (Right to Buy)F3 | $4.39 | Sep 18, 2026 | M | 27,475 | D | — | Feb 2, 2036 | Common Shares | 27,475 | 160,925 | D |
Explanation of responses
- F1The Reporting Person exercised options on September 18, 2026. The Issuer withheld an aggregate of 206,637 shares otherwise issuable upon the exercises to satisfy the aggregate exercise prices.
- F2The option, representing a right to purchase a total of 750,000 shares, vests over a four-year period, with 25% of the total shares subject to the option vesting on the 1st anniversary of the March 31, 2025 grant date and the remaining 75% vesting over the subsequent three-year period in substantially equal monthly installments at a rate of 1/48th of the total shares subject to the option each month, subject to the Reporting Person's continuous service as of each vesting date.
- F3The option, representing a right to purchase a total of 188,400 shares, vests over a four-year period, with 1/48th of the shares subject to the option vesting in substantially equal monthly installments measured from one month following the February 2, 2026 grant date, subject to the Reporting Person's continuous service as of each vesting date.