SEC Form 4 · accession 0001140361-18-032341
Arbutus Biopharma Corp · ABUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Sofia
Officer — Chief Scientific Officer
Period of report
Jul 11, 2018
Accepted (ET)
Jul 13, 2018 · 1:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001447028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jul 11, 2018 | S | 10,000 | $10.00 | D | 1,503,403 | D | |
| Common Shares | holding | — | — | — | 171,412 | I | Held by Irrevocable Deed of Trust of Michael J. Sofia dated December 22, 2014 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2017.