SEC Form 4 · accession 0001179110-18-009218
Axe Compute Inc. · AGPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl I. Schwartz
Officer — Chief Executive Officer · Director
Period of report
Jul 2, 2018
Accepted (ET)
Jul 2, 2018 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001446159
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 64,729 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $1.13 | Jul 2, 2018 | A | 121,682 | A | — | Jul 2, 2028 | Common Stock | 121,682 | 121,682 | D |
Explanation of responses
- F120,281 shares vest immediately and on 8/1/2018; and 20,280 shares vest on each of 9/1/2018, 10/1/2018, 11/1/2018 and 12/1/2018.