SEC Form 4 · accession 0001179110-18-000479
Axe Compute Inc. · AGPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl I. Schwartz
Officer — Chief Executive Officer · Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 12:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001446159
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 64,729 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $0.97 | Jan 2, 2018 | A | 141,753 | A | — | Jan 2, 2028 | Common Stock | 141,753 | 141,753 | D |
Explanation of responses
- F123,626 shares vest immediately and on each of 2/1/2018 and 3/1/2018; and 23,625 shares vest on each of 4/1/2018, 5/1/2018 and 6/1/2018.