SEC Form 4 · accession 0001179110-17-009603
Axe Compute Inc. · AGPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl I. Schwartz
Officer — Chief Executive Officer · Director
Period of report
Jun 22, 2017
Accepted (ET)
Jun 26, 2017 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001446159
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 66,173 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $1.47 | Jun 22, 2017 | A | 376,886 | A | — | Jun 22, 2027 | Common Stock | 376,886 | 376,886 | D |
Explanation of responses
- F1168,369 shares vest immediately; 7,086 shares vest each month beginning on 7/31/2017 through 12/31/2017; 20,750 shares vest each quarter beginning on 1/1/2018 through 10/1/2019.