SEC Form 4 · accession 0001179110-17-009599
Axe Compute Inc. · AGPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David O. Johnson
Officer — Chief Operating Officer
Period of report
Jun 22, 2017
Accepted (ET)
Jun 26, 2017 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001446159
Table I — non-derivative securities
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $1.47 | Jun 22, 2017 | A | 320,422 | A | — | Jun 22, 2027 | Common Stock | 320,422 | 320,422 | D |
Explanation of responses
- F18 shares held jointly with spouse.
- F2Share ownership totals have been adjusted to reflect a 1 for 25 reverse stock split effected by the issuer on October 27, 2016.
- F3154,422 shares vest immediately. The remainder, 166,000 shares, vests quarterly beginning on 1/1/2018 through 10/1/2019.