SEC Form 4 · accession 0001179110-17-001288
Axe Compute Inc. · AGPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl I. Schwartz
Officer — Chief Executive Officer · Director
Period of report
Jan 26, 2017
Accepted (ET)
Jan 27, 2017 · 1:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001446159
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 66,173 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $2.80 | Jan 26, 2017 | A | 7,143 | A | Jan 26, 2017 | Dec 31, 2026 | Common Stock | 7,143 | 7,143 | D |
| Stock Options (right to buy)F2 | $2.80 | Jan 26, 2017 | A | 1,786 | A | Jan 26, 2017 | Dec 31, 2026 | Common Stock | 1,786 | 1,786 | D |
Explanation of responses
- F1Share ownership totals have been adjusted to reflect a 1 for 25 reverse stock split effected by the issuer on October 27, 2016.
- F2Option granted pursuant to agreement dated December 31, 2016, subject to certain conditions which were satisfied on January 26, 2017.