SEC Form 4/A · accession 0001179110-16-023225
Axe Compute Inc. · AGPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joshua Kornberg
Officer — CEO and President · Director · 10% Owner
Period of report
Apr 6, 2016
Accepted (ET)
Apr 20, 2016 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001446159
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF3 | Apr 6, 2016 | C | 11,112 | — | A | 18,073 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 805,982 | I | By SOK Partners LLC | |
| Common Stock, $.01 par valueF2 | holding | — | — | — | 615,281 | I | By Atlantic Partners Alliance LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF3,F4 | — | Apr 6, 2016 | C | 11,112 | A | Feb 28, 2016 | — | Common Stock, $.01 par value | 11,112 | 0 | D |
Explanation of responses
- F1A limited liability company of which the Reporting Person is one of the managers. The Reporting Person disclaims beneficial ownership of such shares, except for those as to which he may have a pecuniary interest therein.
- F2A limited liability company, of which the Reporting Person is a member. The Reporting Person disclaims beneficial ownership of such shares, except for those as to which he may have a pecuniary interest therein.
- F3Conversion of Series B Preferred Stock into shares of Common Stock on a one-for-one basis, pursuant to the terms of the Series B Preferred Stock. The transaction is exempt under Rule 16b-6(b).
- F4No expiration date.