SEC Form 4 · accession 0001140361-16-047653
DyTb, LLC · TMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dr. James R. Wolfe
Director
Period of report
Jan 8, 2016
Accepted (ET)
Jan 12, 2016 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001445942
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $0.22 | Jan 8, 2016 | A | 50,000 | A | Jan 8, 2016 | Jan 8, 2021 | Common Shares | 50,000 | 50,000 | D |
| Director Stock Option (Right to Buy)F1 | $0.45 | Jan 8, 2016 | D | 60,000 | D | Dec 8, 2013 | Dec 8, 2023 | Common Shares | 60,000 | 0 | D |
| Director Stock Option (Right to Buy)F1 | $0.20 | Jan 8, 2016 | A | 60,000 | A | Dec 8, 2013 | Dec 8, 2023 | Common Shares | 60,000 | 60,000 | D |
| Director Stock Option (Right to Buy)F2 | $0.45 | Jan 8, 2016 | D | 100,000 | D | Aug 16, 2012 | Aug 15, 2022 | Common Shares | 100,000 | 0 | D |
| Director Stock Option (Right to Buy)F2 | $0.20 | Jan 8, 2016 | A | 100,000 | A | Aug 16, 2012 | Aug 15, 2022 | Common Shares | 100,000 | 100,000 | D |
| Director Stock Option (Right to Buy)F3 | $0.45 | Jan 8, 2016 | D | 250,000 | D | Jun 17, 2013 | Jun 17, 2018 | Common Shares | 250,000 | 0 | D |
| Director Stock Option (Right to Buy)F3 | $0.20 | Jan 8, 2016 | A | 250,000 | A | Jun 17, 2013 | Jun 17, 2018 | Common Shares | 250,000 | 250,000 | D |
| Director Stock Option (Right to Buy)F4 | $0.45 | Jan 8, 2016 | D | 225,000 | D | Jun 17, 2013 | Jun 17, 2018 | Common Shares | 225,000 | 0 | D |
| Director Stock Option (Right to Buy)F4 | $0.20 | Jan 8, 2016 | A | 225,000 | A | Jun 17, 2013 | Jun 17, 2018 | Common Shares | 225,000 | 225,000 | D |
| Director Stock Option (Right to Buy)F5 | $0.22 | Jan 8, 2016 | D | 50,000 | D | Jan 19, 2015 | Jan 19, 2020 | Common Shares | 50,000 | 0 | D |
Explanation of responses
- F1The reporting person agreed to cancellation of an option granted on December 8, 2013, in exchange for a new option having a lower exercise price.
- F2The reporting person agreed to cancellation of an option granted on August 16, 2012, in exchange for a new option having a lower exercise price.
- F3The reporting person agreed to cancellation of an option granted on June 17, 2013, in exchange for a new option having a lower exercise price. The option vests as follows: 1/36th monthly, at the end of each month, beginning 6/30/2013.
- F4The reporting person agreed to cancellation of an option granted on June 17, 2013, in exchange for a new option having a lower exercise price. The option vests as follows: 1/36th monthly, at the end of each month, beginning 6/30/2013.
- F5The reporting person agreed to cancellation of an option granted on January 19, 2015 in exchange for a new option having a lower exercise price.