SEC Form 4 · accession 0001140361-15-037709
DyTb, LLC · TMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Pingitore
Director
Period of report
Jan 26, 2015
Accepted (ET)
Oct 15, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001445942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 26, 2015 | P | 49,472 | $0.22 | A | 298,412 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A WarrantsF1 | $0.35 | Jan 26, 2015 | P | 49,472 | A | Jan 26, 2015 | Jan 25, 2020 | Common Shares | 49,472 | 49,472 | D |
| Class B WarrantsF1 | $0.50 | Jan 26, 2015 | P | 49,472 | A | Jan 26, 2015 | Jan 25, 2020 | Common Shares | 49,472 | 49,472 | D |
Explanation of responses
- F1Reflects purchase of units, which include common shares, Class A warrants and Class B warrants, having a purchase price of $0.22 per unit. The unit purchases were made in connection with a rights offering by Texas Rare Earth Resources Corp.