SEC Form 3 · accession 0001019056-18-000680
DyTb, LLC · TMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward A Collery
Other
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001445942
Table I — non-derivative securities
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF2 | $0.35 | holding | — | — | — | Dec 7, 2015 | Dec 7, 2020 | Warrants | 200,000 | — | D |
Explanation of responses
- F1This Form 3 is being filed by Edward A Collery ("E. Collery"), who became an employee of SC Fundamental LLC (the "General Partner") on May 14, 2018. The General Partner, SC Fundamental Value Fund, LP (the "Fund"), SC Fund Management Profit Sharing Plan (the "Plan") and Peter M. Collery ("P. Collery"), Neil H. Koffler ("Koffler"), John T. Bird ("Bird") and David A. Hurwitz ("Hurwitz" collectively and with P. Collery, Koffler and Bird, the "Members") comprise a "group"within the meaning of section 13(d)(3) of the Securities and Exchange Act of 1934 with respect to the securities issued by TMRC. This Form 3 is being filed to report E. Collery's holdings upon becoming an employee of the General Partner and thereby, becoming a member of the group comprised of the General Partner, the Fund, the Plan and the Members.
- F2This amount reflects the amount of securities held by the E. Collery. In accordance with Instruction 5(b)(iv) of Form 3, the entire amount of the Issuer's securities held by E. Collery is reported herein. Each of the General Partner, the Fund, the Plan and the Members, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the General Partner, the Fund, the Plan or the Members are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.