SEC Form 4 · accession 0001445305-19-000022
WORKIVA INC · WK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott G. Ryan
Officer — EVP and Chief Revenue Officer
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001445305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Feb 1, 2019 | A | 38,700 | $41.86 | A | 218,475 | D | |
| Class A Common Stock | Feb 1, 2019 | F | 531 | $41.86 | D | 217,944 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option to Purchase Class A Common StockF4,F5 | $17.92 | holding | — | — | — | Aug 15, 2017 | Aug 31, 2026 | Class A Common Stock | 200,000 | 200,000 | D |
| Employee Stock Option to Purchase Class A Common StockF4,F5 | $13.55 | holding | — | — | — | Jan 3, 2018 | Jan 2, 2027 | Class A Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
- F2Vests in three equal annual installments commencing on the first anniversary of the grant date.
- F3Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.
- F4Grant of stock option pursuant to the 2014 Equity Incentive Plan.
- F5Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.