SEC Form 4 · accession 0001317423-18-000009
WORKIVA INC · WK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 3, 2018
Accepted (ET)
May 7, 2018 · 2:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001445305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 26, 2018 | G | 975 | $0.00 | D | 3,316,150 | I | By Behar Living Trust |
| Class A Common StockF2,F1 | May 3, 2018 | S | 51,925 | $25.35 | D | 3,264,225 | I | By Behar Living Trust |
| Class A Common StockF3,F1 | May 4, 2018 | S | 48,075 | $26.07 | D | 3,216,150 | I | By Behar Living Trust |
| Class A Common StockF1 | May 4, 2018 | G | 1,800 | $0.00 | D | 3,214,350 | I | By Behar Living Trust |
| Class A Common Stock | holding | — | — | — | 3,065 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.
- F2The price reported in Column 4 is a weighted-average price. The prices actually received range from $25.25 to $25.80. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F3The price reported in Column 4 is a weighted-average price. The prices actually received range from $25.80 to $26.45. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.