SEC Form 4 · accession 0001317423-18-000007
WORKIVA INC · WK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 2:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001445305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Feb 15, 2018 | S | 14,614 | $25.60 | D | 3,333,511 | I | By Behar Living Trust |
| Class A Common StockF3,F2 | Feb 16, 2018 | S | 11,080 | $25.66 | D | 3,322,431 | I | By Behar Living Trust |
| Class A Common StockF2 | Feb 20, 2018 | S | 5,306 | $26.15 | D | 3,317,125 | I | By Behar Living Trust |
| Class A Common Stock | holding | — | — | — | 3,065 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted-average price. The prices actually received range from $25.60 to $25.625. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F2Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.
- F3The price reported in Column 4 is a weighted-average price. The prices actually received range from $25.60 to $26.15. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.