SEC Form 4 · accession 0001317423-18-000006
WORKIVA INC · WK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001445305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Feb 12, 2018 | S | 25,000 | $24.11 | D | 3,399,175 | I | By Behar Living Trust |
| Class A Common StockF2 | Feb 13, 2018 | S | 3,598 | $24.60 | D | 3,395,577 | I | By Behar Living Trust |
| Class A Common StockF2 | Feb 13, 2018 | G | 1,050 | $0.00 | D | 3,394,527 | I | By Behar Living Trust |
| Class A Common StockF3,F2 | Feb 14, 2018 | S | 46,402 | $24.60 | D | 3,348,125 | I | By Behar Living Trust |
| Class A Common Stock | holding | — | — | — | 3,065 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted-average price. The prices actually received range from $24.05 to $24.20. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F2Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.
- F3The price reported in Column 4 is a weighted-average price. The prices actually received range from $24.60 to $24.65. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.