SEC Form 4 · accession 0001317423-18-000002
WORKIVA INC · WK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 2:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001445305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 15, 2017 | G | 375 | $0.00 | D | 3,547,975 | I | By Behar Living Trust |
| Class A Common StockF1 | Dec 19, 2017 | G | 2,800 | $0.00 | D | 3,545,175 | I | By Behar Living Trust |
| Class A Common StockF1 | Jan 22, 2018 | S | 41,915 | $22.15 | D | 3,503,260 | I | By Behar Living Trust |
| Class A Common StockF1 | Jan 23, 2018 | S | 3,085 | $22.15 | D | 3,500,175 | I | By Behar Living Trust |
| Class A Common StockF1 | Jan 24, 2018 | S | 1,000 | $22.15 | D | 3,499,175 | I | By Behar Living Trust |
| Class A Common Stock | holding | — | — | — | 3,065 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.