SEC Form 4 · accession 0001317423-17-000035
WORKIVA INC · WK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 2:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001445305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 13, 2017 | G | 1,200 | $0.00 | D | 3,551,072 | I | By Behar Living Trust |
| Class A Common StockF1 | Oct 19, 2017 | G | 200 | $0.00 | D | 3,550,872 | I | By Behar Living Trust |
| Class A Common StockF1 | Nov 8, 2017 | S | 2,442 | $23.40 | D | 3,548,430 | I | By Behar Living Trust |
| Class A Common StockF1 | Nov 10, 2017 | G | 80 | $0.00 | D | 3,548,350 | I | By Behar Living Trust |
| Class A Common Stock | holding | — | — | — | 3,065 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.