SEC Form 4 · accession 0001317423-17-000027
WORKIVA INC · WK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 27, 2017
Accepted (ET)
Sep 29, 2017 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001445305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 27, 2017 | S | 942 | $20.95 | D | 3,596,330 | I | By Behar Living Trust |
| Class A Common StockF1 | Sep 28, 2017 | S | 1,289 | $20.95 | D | 3,595,041 | I | By Behar Living Trust |
| Class A Common StockF2,F1 | Sep 29, 2017 | S | 17,769 | $20.97 | D | 3,577,272 | I | By Behar Living Trust |
| Class A Common Stock | holding | — | — | — | 3,065 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.
- F2The price reported in Column 4 is a weighted-average price. The prices actually received range from $20.95 to $21.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.