SEC Form 4 · accession 0001317423-17-000025
WORKIVA INC · WK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 20, 2017
Accepted (ET)
Sep 22, 2017 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001445305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 20, 2017 | S | 3,798 | $20.25 | D | 3,618,272 | I | By Behar Living Trust |
| Class A Common StockF1 | Sep 21, 2017 | S | 5,885 | $20.20 | D | 3,612,387 | I | By Behar Living Trust |
| Class A Common StockF1 | Sep 22, 2017 | S | 15,115 | $20.20 | D | 3,597,272 | I | By Behar Living Trust |
| Class A Common Stock | holding | — | — | — | 3,065 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.