SEC Form 4 · accession 0001317423-17-000015
WORKIVA INC · WK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jul 17, 2017
Accepted (ET)
Jul 19, 2017 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001445305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 17, 2017 | S | 1,290 | $20.25 | D | 3,945,780 | I | By Behar Living Trust |
| Class A Common StockF1 | Jul 18, 2017 | S | 48,710 | $20.25 | D | 3,897,070 | I | By Behar Living Trust |
| Class A Common StockF2,F1 | Jul 19, 2017 | S | 75,000 | $20.70 | D | 3,822,070 | I | By Behar Living Trust |
| Class A Common Stock | holding | — | — | — | 3,065 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.
- F2The price reported in Column 4 is a weighted-average price. The prices actually received range from $20.65 to $20.80. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.