SEC Form 4/A · accession 0001317423-16-000021
WORKIVA INC · WK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Period of report
Aug 30, 2016
Accepted (ET)
Sep 6, 2016 · 11:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001445305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Aug 30, 2016 | S | 22,282 | $17.865 | D | 4,298,426 | I | By Behar Living Trust |
| Class A Common StockF1,F2 | Aug 31, 2016 | S | 40,501 | $17.877 | D | 4,257,925 | I | By Behar Living Trust |
| Class A Common Stock | holding | — | — | — | 3,065 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted-average price. The prices actually received range from $17.85 to $17.90. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F2Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.
Remarks
This amendment is being filed solely to disclose reporting persons Behar Living Trust and Leslie F Behar in the Name and Address of Reporting Person section.