SEC Form 4/A · accession 0001317423-15-000008
WORKIVA INC · WK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Period of report
Dec 11, 2015
Accepted (ET)
Dec 14, 2015 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001445305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 11, 2015 | S | 15,000 | $18.003 | D | 4,357,268 | I | By Behar Living Trust |
| Class A Common StockF3,F2 | Dec 14, 2015 | S | 1,300 | $18.103 | D | 4,355,968 | I | By Behar Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted-average price. The prices actually received range from $18.00 to $18.02. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F2Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlors of the Behar Living Trust.
- F3The price reported in Column 4 is a weighted-average price. The prices actually received range from $18.10 to $18.11. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Remarks
This amendment is being filed to correct the amount of Securities Beneficially Owned Following Reported Transactions and to reflect the fact that the second Form 4 filed by the reporting persons on December 14, 2015 was intended to amend the first Form 4 filed by the reporting persons on December 14, 2015.