SEC Form 4 · accession 0001244046-17-000007
WORKIVA INC · WK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Herz
Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 15, 2017 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001445305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 13, 2017 | A | 9,893 | — | A | 66,223 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option to Purchase Class A Common Stock | $2.52 | holding | — | — | — | Mar 15, 2012 | Mar 14, 2021 | Class A Common Stock | 39,600 | 39,600 | D |
Explanation of responses
- F1Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.