SEC Form 4 · accession 0001014008-26-000008
WORKIVA INC · WK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin J. Vanderploeg
Director
Period of report
Sep 15, 2026
Accepted (ET)
Sep 16, 2026 · 6:43 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001445305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 292,275 | D | ||
| Class A Common Stock | holding | — | — | — | 437,105 | I | By living trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | — | Sep 15, 2026 | G | 60,000 | D | — | — | Class A Common Stock | 60,000 | 1,141,832 | I |
| Class B Common StockF1,F2 | — | Sep 15, 2026 | G | 60,000 | A | — | — | Class A Common Stock | 60,000 | 60,000 | I |
| Employee Stock Option to Purchase Class A Common StockF3,F4 | $12.40 | holding | — | — | — | Feb 1, 2018 | Jan 31, 2027 | Class A Common Stock | 200,204 | 200,204 | D |
Explanation of responses
- F1Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
- F2On September 15, 2026, the reporting person contributed 60,000 shares of indirectly owned Class B Common Stock to an irrevocable trust for which the Reporting Person serves as an investment advisor, and of which the Reporting Person's immediate family member is beneficiary.
- F3Grant of stock option pursuant to the Workiva Inc. 2014 Equity Incentive Plan.
- F4Vests in three equal annual installments commencing on the first anniversary of the grant date.