SEC Form 4 · accession 0001398344-16-011745
CROSSROADS CAPITAL, INC. · XRDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ben H Harris
Officer — CEO and President
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444706
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | P | 4,900 | $2.6482 | A | 4,900 | I | By HHI, LLC |
| Common StockF1 | Apr 1, 2016 | P | 1,800 | $2.6399 | A | 6,700 | I | By HHI, LLC |
| Common StockF1 | Apr 5, 2016 | P | 7,500 | $2.6399 | A | 14,200 | I | By HHI, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by Hormel Harris Investments, LLC.