SEC Form 4 · accession 0001225208-16-042123
Ocean Shore Holding Co. · OSHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim M Davidson
Officer — Executive Vice President
Period of report
Nov 19, 2016
Accepted (ET)
Nov 22, 2016 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 19, 2016 | F | 519 | $26.65 | D | 17,992 | D | |
| Common Stock | holding | — | — | — | 23,083 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 1,323 | I | By deferred compensation plan | |
| Common Stock | holding | — | — | — | 8,786 | I | By ESOP | |
| Common StockF1,F2 | holding | — | — | — | 3,000 | I | By Stock Award II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $10.21 | holding | — | — | — | Aug 18, 2011 | Aug 18, 2020 | Common Stock | 8,655 | 8,655 | D |
| Stock Option (right to buy)F4 | $14.14 | holding | — | — | — | Nov 19, 2014 | Nov 19, 2023 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Since the reporting person's last report 1,500 shares previously reported as being held by Stock Award II have vested and are now owned directly.
- F2Stock Awards granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.
- F3Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on August 18, 2011.
- F4Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.