SEC Form 4 · accession 0001225208-16-040917
Ocean Shore Holding Co. · OSHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald F Morgenweck
Officer — Sr. Vice Pres. & CFO
Period of report
Nov 1, 2016
Accepted (ET)
Nov 1, 2016 · 3:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2016 | M | 6,600 | $10.21 | A | 33,337 | D | |
| Common Stock | Nov 1, 2016 | M | 2,161 | $11.32 | A | 35,498 | D | |
| Common Stock | Nov 1, 2016 | M | 1,020 | $14.14 | A | 36,518 | D | |
| Common StockF1 | holding | — | — | — | 9,167 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 1,440 | I | By deferred compensation plan | |
| Common StockF1 | holding | — | — | — | 8,845 | I | By ESOP | |
| Common Stock | holding | — | — | — | 1,494 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 3,900 | I | By Stock Award II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $10.21 | Nov 1, 2016 | M | 6,600 | D | Aug 18, 2011 | Aug 18, 2020 | Common Stock | 6,600 | 0 | D |
| Stock Option (right to buy)F4 | $14.14 | Nov 1, 2016 | M | 1,020 | D | Nov 19, 2014 | Nov 19, 2023 | Common Stock | 1,020 | 1,530 | D |
| Stock Option (right to buy)F5 | $11.32 | Nov 1, 2016 | M | 2,161 | D | Nov 20, 2008 | Nov 20, 2017 | Common Stock | 2,161 | 0 | D |
Explanation of responses
- F1This form reflects changes in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F2Stock Awards granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.
- F3Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on August 18, 2011.
- F4Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.
- F5Stock Options granted pursuant to the Ocean Shore Holding Co. 2005 Equity Incentive Plan vest in five equal annual installments commencing on November 20, 2008.