SEC Form 4 · accession 0001225208-15-016079
Ocean Shore Holding Co. · OSHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick G Dalzell M.D.
Director
Period of report
Jul 28, 2015
Accepted (ET)
Jul 29, 2015 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2015 | M | 1,543 | $13.19 | A | 29,708 | D | |
| Common Stock | holding | — | — | — | 6,336 | I | By deferred compensation plan | |
| Common Stock | holding | — | — | — | 23,189 | I | By LLC | |
| Common Stock | holding | — | — | — | 3,429 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 990 | I | By Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $13.19 | Jul 28, 2015 | M | 1,543 | D | Aug 10, 2006 | Aug 10, 2015 | Common Stock | 1,543 | 0 | D |
| Stock Option (right to buy)F3 | $10.21 | holding | — | — | — | Aug 18, 2011 | Aug 18, 2020 | Common Stock | 13,600 | 13,600 | D |
Explanation of responses
- F1Stock Awards granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on August 18, 2011.
- F2Stock Options granted pursuant to the Ocean Shore Holding Co. 2005 Equity Incentive Plan vest in five equal annual installments commencing on August 10, 2006.
- F3Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on August 18, 2011.