SEC Form 4 · accession 0001225208-15-015849
Ocean Shore Holding Co. · OSHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald F Morgenweck
Officer — Sr. Vice Pres. & CFO
Period of report
Jul 27, 2015
Accepted (ET)
Jul 27, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2015 | M | 9,672 | $13.19 | A | 24,986 | D | |
| Common StockF1 | holding | — | — | — | 9,030 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 1,419 | I | By deferred compensation plan | |
| Common StockF1 | holding | — | — | — | 7,907 | I | By ESOP | |
| Common Stock | holding | — | — | — | 1,494 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 1,520 | I | By Stock Award | |
| Common StockF3 | holding | — | — | — | 5,200 | I | By Stock Award II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $13.19 | Jul 27, 2015 | M | 9,672 | D | Aug 10, 2006 | Aug 10, 2015 | Common Stock | 9,672 | 0 | D |
| Stock Option (right to buy)F5 | $10.21 | holding | — | — | — | Aug 18, 2011 | Aug 18, 2020 | Common Stock | 6,600 | 6,600 | D |
| Stock Option (right to buy)F6 | $14.14 | holding | — | — | — | Nov 19, 2014 | Nov 19, 2023 | Common Stock | 2,550 | 2,550 | D |
| Stock Option (right to buy)F7 | $11.32 | holding | — | — | — | Nov 20, 2008 | Nov 20, 2017 | Common Stock | 2,161 | 2,161 | D |
Explanation of responses
- F1This form reflects changes in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F2Stock Awards granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on August 18, 2011.
- F3Stock Awards granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.
- F4Stock Options granted pursuant to the Ocean Shore Holding Co. 2005 Equity Incentive Plan vest in five equal annual installments commencing on August 10, 2006.
- F5Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on August 18, 2011.
- F6Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.
- F7Stock Options granted pursuant to the Ocean Shore Holding Co. 2005 Equity Incentive Plan vest in five equal annual installments commencing on November 20, 2008.