SEC Form 4 · accession 0001225208-15-012152
Ocean Shore Holding Co. · OSHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven E Brady
Officer — Pres. & Chief Exec. Officer · Director
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 1:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2015 | M | 38,865 | $13.19 | A | 72,283 | D | |
| Common Stock | May 13, 2015 | F | 35,656 | $15.34 | D | 36,627 | D | |
| Common StockF2 | May 14, 2015 | M | 3,100 | $13.19 | A | 39,727 | D | |
| Common Stock | May 14, 2015 | S | 325 | $15.001 | D | 39,402 | D | |
| Common Stock | May 14, 2015 | S | 875 | $15.35 | D | 38,527 | D | |
| Common Stock | May 14, 2015 | S | 900 | $15.30 | D | 37,627 | D | |
| Common Stock | May 14, 2015 | S | 1,000 | $15.26 | D | 36,627 | D | |
| Common Stock | holding | — | — | — | 31,456 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 3,234 | I | By deferred compensation plan | |
| Common Stock | holding | — | — | — | 10,933 | I | By ESOP | |
| Common Stock | holding | — | — | — | 5,169 | I | By SERP | |
| Common StockF3 | holding | — | — | — | 4,940 | I | By Stock Award | |
| Common StockF4 | holding | — | — | — | 8,000 | I | By Stock Award II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F5 | $13.19 | May 13, 2015 | M | 38,865 | D | Aug 10, 2006 | Aug 10, 2015 | Common Stock | 38,865 | 50,823 | D |
| Stock Option (right to buy)F2,F5 | $13.19 | May 14, 2015 | M | 3,100 | D | Aug 10, 2006 | Aug 10, 2015 | Common Stock | 3,100 | 47,723 | D |
| Stock Option (right to buy)F6 | $10.21 | holding | — | — | — | Aug 18, 2011 | Aug 18, 2020 | Common Stock | 54,500 | 54,500 | D |
| Stock Option (right to buy)F7 | $14.14 | holding | — | — | — | Nov 19, 2014 | Nov 19, 2023 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (right to buy)F8 | $11.32 | holding | — | — | — | Nov 20, 2008 | Nov 20, 2017 | Common Stock | 3,956 | 3,956 | D |
Explanation of responses
- F1The 38,865 shares exercised are Non-Statutory Stock Options.
- F2The 3,100 shares exercised are Non-Statutory Stock Options.
- F3Stock Awards granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on August 18, 2011.
- F4Stock Awards granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.
- F5Stock Options granted pursuant to the Ocean Shore Holding Co. 2005 Equity Incentive Plan vest in five equal annual installments commencing on August 10, 2006.
- F6Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on August 18, 2011.
- F7Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.
- F8Stock Options granted pursuant to the Ocean Shore Holding Co. 2005 Equity Incentive Plan vest in five equal annual installments commencing on November 20, 2008.