SEC Form 4 · accession 0001225208-15-004733
Ocean Shore Holding Co. · OSHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J Rizzotte
Officer — Exec. V.P. & Chief Lend. Off.
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | M | 300 | $13.19 | A | 2,610 | D | |
| Common Stock | Feb 17, 2015 | S | 300 | $14.18 | D | 2,310 | D | |
| Common Stock | Feb 18, 2015 | M | 2,200 | $13.19 | A | 4,510 | D | |
| Common Stock | Feb 18, 2015 | S | 2,200 | $14.18 | D | 2,310 | D | |
| Common Stock | Feb 19, 2015 | M | 9,370 | $13.19 | A | 11,680 | D | |
| Common Stock | Feb 19, 2015 | S | 2,500 | $14.20 | D | 9,180 | D | |
| Common Stock | Feb 19, 2015 | S | 3,000 | $14.18 | D | 6,180 | D | |
| Common Stock | Feb 19, 2015 | S | 3,870 | $14.24 | D | 2,310 | D | |
| Common Stock | holding | — | — | — | 22,083 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 2,473 | I | By deferred compensation plan | |
| Common Stock | holding | — | — | — | 8,828 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 2,180 | I | By Stock Award | |
| Common StockF2 | holding | — | — | — | 6,000 | I | By Stock Award II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $13.19 | Feb 17, 2015 | M | 300 | D | Aug 10, 2006 | Aug 10, 2015 | Common Stock | 300 | 11,570 | D |
| Stock Option (right to buy)F3 | $13.19 | Feb 18, 2015 | M | 2,200 | D | Aug 10, 2006 | Aug 10, 2015 | Common Stock | 2,200 | 9,370 | D |
| Stock Option (right to buy)F3 | $13.19 | Feb 19, 2015 | M | 9,370 | D | Aug 10, 2006 | Aug 10, 2015 | Common Stock | 9,370 | 0 | D |
| Stock Option (right to buy)F4 | $10.21 | holding | — | — | — | Aug 18, 2011 | Aug 18, 2020 | Common Stock | 5,193 | 5,193 | D |
| Stock Option (right to buy)F5 | $14.14 | holding | — | — | — | Nov 19, 2014 | Nov 19, 2023 | Common Stock | 3,000 | 3,000 | D |
| Stock Option (right to buy)F6 | $11.32 | holding | — | — | — | Nov 20, 2008 | Nov 20, 2017 | Common Stock | 433 | 433 | D |
Explanation of responses
- F1Stock Awards granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on August 18, 2011.
- F2Stock Awards granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.
- F3Stock Options granted pursuant to the Ocean Shore Holding Co. 2005 Equity Incentive Plan vest in five equal annual installments commencing on August 10, 2006.
- F4Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on August 18, 2011.
- F5Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.
- F6Stock Options granted pursuant to the Ocean Shore Holding Co. 2005 Equity Incentive Plan vest in five equal annual installments commencing on November 20, 2008.