SEC Form 4 · accession 0001209191-16-137595
NEVRO CORP · NVRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wilfred E Jaeger
Director
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 15, 2016 | S | 92,353 | $97.8997 | D | 1,379,272 | I | See footnote |
| Common StockF3,F2 | Aug 15, 2016 | S | 5,487 | $98.6585 | D | 1,373,785 | I | See footnote |
| Common StockF1,F4 | Aug 15, 2016 | S | 2,039 | $97.8997 | D | 30,454 | I | See footnote |
| Common StockF3,F4 | Aug 15, 2016 | S | 121 | $98.6585 | D | 30,333 | I | See footnote |
| Common StockF5,F2 | Aug 16, 2016 | S | 20,689 | $96.0169 | D | 1,353,096 | I | See footnote |
| Common StockF6,F2 | Aug 16, 2016 | S | 3,327 | $97.0641 | D | 1,349,769 | I | See footnote |
| Common StockF5,F4 | Aug 16, 2016 | S | 457 | $96.0169 | D | 29,876 | I | See footnote |
| Common StockF6,F4 | Aug 16, 2016 | S | 73 | $97.0641 | D | 29,803 | I | See footnote |
| Common StockF7,F2 | Aug 17, 2016 | S | 29,953 | $96.1554 | D | 1,319,816 | I | See footnote |
| Common StockF7,F4 | Aug 17, 2016 | S | 661 | $96.1554 | D | 29,142 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $97.50 to $98.49, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F2Shares are held by Three Arch Partners IV, L.P. ("TAP IV"). Three Arch Management IV, L.L.C. ("TAM IV"), the general partner of TAP IV, has sole voting and dispositive power with respect to the securities held by TAP IV. Mark A. Wan and Wilfred E. Jaeger, the managing members of TAM IV, share the voting and dispositive power with respect to the shares held by TAP IV. Such persons and entities disclaim beneficial ownership of the shares held by TAP IV except to the extent of any pecuniary interest therein.
- F3The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $98.52 to $98.79, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F4Shares are held by Three Arch Associates IV, L.P. ("TAA IV"). TAM IV, the general partner of TAA IV, has sole voting and dispositive power with respect to the securities held by TAA IV. Mark A. Wan and Wilfred E. Jaeger, the managing members of TAM IV, share the voting and dispositive power with respect to the shares held by TAA IV. Such persons and entities disclaim beneficial ownership of the shares held by TAA IV except to the extent of any pecuniary interest therein.
- F5The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $96.00 to $96.24, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F6The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $97.00 to $97.50, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F7The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $96.00 to $96.55, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.