SEC Form 4 · accession 0001140361-16-068623
NEVRO CORP · NVRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andre Walker
Officer — Senior VP,Research&Development
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2016 | M | 3,236 | $1.44 | A | 4,197 | D | |
| Common Stock | Jun 1, 2016 | S | 2,000 | $73.00 | D | 2,197 | D | |
| Common Stock | Jun 1, 2016 | S | 1,236 | $74.00 | D | 961 | D | |
| Common Stock | Jun 2, 2016 | M | 764 | $1.44 | A | 1,725 | D | |
| Common Stock | Jun 2, 2016 | S | 764 | $74.00 | D | 961 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $1.44 | Jun 1, 2016 | M | 3,236 | D | — | Jun 30, 2019 | Common Stock | 3,236 | 36,186 | D |
| Stock Option (Right to Buy)F3 | $1.44 | Jun 2, 2016 | M | 764 | D | — | Jun 30, 2019 | Common Stock | 764 | 35,422 | D |
Explanation of responses
- F1Includes 491 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 13, 2016.
- F2The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- F3100% of the shares subject to the option are fully vested and exercisable.