SEC Form 4 · accession 0001493152-18-009769
ONCOSEC MEDICAL Inc · ONCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Punit Dhillon
Director
Period of report
Jun 15, 2018
Accepted (ET)
Jul 6, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2018 | M | 125,000 | — | A | 355,702 | D | |
| Common StockF1 | Jun 15, 2018 | M | 150,000 | — | A | 505,702 | D | |
| Common StockF1 | Jun 15, 2018 | M | 200,000 | — | A | 705,702 | D | |
| Common StockF2 | Jun 18, 2018 | S | 28,145 | $1.386 | D | 677,557 | D | |
| Common StockF2 | Jun 19, 2018 | S | 9,310 | $1.364 | D | 668,247 | D | |
| Common StockF2 | Jun 20, 2018 | S | 55,585 | $1.422 | D | 612,662 | D | |
| Common StockF2 | Jun 21, 2018 | S | 11,035 | $1.401 | D | 601,627 | D | |
| Common StockF2 | Jun 22, 2018 | S | 14,976 | $1.418 | D | 586,651 | D | |
| Common StockF2 | Jun 25, 2018 | S | 1,021 | $1.405 | D | 585,630 | D | |
| Common StockF2 | Jun 26, 2018 | S | 23,820 | $1.398 | D | 561,810 | D | |
| Common StockF2 | Jun 27, 2018 | S | 17,480 | $1.374 | D | 544,330 | D | |
| Common StockF2 | Jun 28, 2018 | S | 7,882 | $1.401 | D | 536,448 | D | |
| Common StockF2 | Jun 29, 2018 | S | 5,401 | $1.38 | D | 531,047 | D | |
| Common StockF2 | Jul 5, 2018 | S | 45,785 | $1.312 | D | 485,262 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jun 15, 2018 | M | 125,000 | D | Mar 4, 2019 | Mar 4, 2019 | Common Stock | 125,000 | 0 | D |
| Restricted Stock UnitsF1 | — | Jun 15, 2018 | M | 150,000 | D | Mar 29, 2020 | Mar 29, 2020 | Common Stock | 150,000 | 0 | D |
| Restricted Stock UnitsF1 | — | Jun 15, 2018 | M | 200,000 | D | Nov 4, 2018 | Nov 4, 2018 | Common Stock | 200,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
- F2Sale to cover taxes on restricted stock unit vesting.