SEC Form 4 · accession 0001493152-18-009768
ONCOSEC MEDICAL Inc · ONCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Slansky
Officer — Chief Financial Officer
Period of report
Jun 15, 2018
Accepted (ET)
Jul 6, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2018 | M | 100,000 | — | A | 255,000 | D | |
| Common StockF1 | Jun 15, 2018 | M | 100,000 | — | A | 355,000 | D | |
| Common StockF2 | Jun 18, 2018 | S | 12,613 | $1.386 | D | 342,387 | D | |
| Common StockF2 | Jun 19, 2018 | S | 4,171 | $1.364 | D | 338,216 | D | |
| Common StockF2 | Jun 20, 2018 | S | 24,906 | $1.422 | D | 313,310 | D | |
| Common StockF2 | Jun 21, 2018 | S | 4,944 | $1.401 | D | 308,366 | D | |
| Common StockF2 | Jun 22, 2018 | S | 6,710 | $1.418 | D | 301,656 | D | |
| Common StockF2 | Jun 25, 2018 | S | 458 | $1.405 | D | 301,198 | D | |
| Common StockF2 | Jun 26, 2018 | S | 10,673 | $1.398 | D | 290,525 | D | |
| Common StockF2 | Jun 27, 2018 | S | 7,832 | $1.374 | D | 282,693 | D | |
| Common StockF2 | Jun 28, 2018 | S | 3,532 | $1.401 | D | 279,161 | D | |
| Common StockF2 | Jun 29, 2018 | S | 2,420 | $1.38 | D | 276,741 | D | |
| Common StockF2 | Jul 5, 2018 | S | 6,725 | $1.312 | D | 270,016 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jun 15, 2018 | M | 100,000 | D | Mar 4, 2019 | Mar 4, 2019 | Common Stock | 100,000 | 0 | D |
| Restricted Stock UnitsF1 | — | Jun 15, 2018 | M | 100,000 | D | Mar 29, 2020 | Mar 29, 2020 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
- F2Sale to cover taxes on restricted stock unit vesting.