SEC Form 4 · accession 0001493152-18-009767
ONCOSEC MEDICAL Inc · ONCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Avtar S Dhillon
Director
Period of report
Jun 15, 2018
Accepted (ET)
Jul 6, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001444307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2018 | M | 100,000 | — | A | 181,002 | D | |
| Common StockF2 | Jun 18, 2018 | S | 5,552 | $1.386 | D | 175,450 | D | |
| Common StockF2 | Jun 19, 2018 | S | 1,838 | $1.364 | D | 173,612 | D | |
| Common StockF2 | Jun 20, 2018 | S | 10,973 | $1.422 | D | 162,639 | D | |
| Common StockF2 | Jun 21, 2018 | S | 2,178 | $1.401 | D | 160,461 | D | |
| Common StockF2 | Jun 22, 2018 | S | 2,956 | $1.418 | D | 157,505 | D | |
| Common StockF2 | Jun 25, 2018 | S | 202 | $1.405 | D | 157,303 | D | |
| Common StockF2 | Jun 26, 2018 | S | 4,703 | $1.398 | D | 152,600 | D | |
| Common StockF2 | Jun 27, 2018 | S | 3,451 | $1.374 | D | 149,149 | D | |
| Common StockF2 | Jun 28, 2018 | S | 1,556 | $1.401 | D | 147,593 | D | |
| Common StockF2 | Jun 29, 2018 | S | 1,066 | $1.38 | D | 146,527 | D | |
| Common StockF2 | Jul 5, 2018 | S | 3,100 | $1.312 | D | 143,427 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jun 15, 2018 | M | 100,000 | D | Mar 4, 2019 | Mar 4, 2019 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
- F2Sale to cover taxes on restricted stock unit vesting.