SEC Form 4 · accession 0001437749-19-002463
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R. Baker III
Officer — Chief Technology Officer
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2019 | A | 2,829 | $0.00 | A | 19,375 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $104.99 | Feb 11, 2019 | A | 3,204 | A | — | Feb 11, 2029 | Common Stock | 3,204 | 3,204 | D |
Explanation of responses
- F1The restricted stock units vest as to 25% of the shares in four annual installments beginning on February 13, 2020.
- F2The option vests as to 25% of the shares in four annual installments beginning on February 13, 2020.