SEC Form 4 · accession 0001437749-18-016252
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Way
Officer — Chief Financial Officer
Period of report
Aug 24, 2018
Accepted (ET)
Aug 28, 2018 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2018 | M | 3,912 | $62.90 | A | 29,415 | D | |
| Common StockF1 | Aug 24, 2018 | S | 2,426 | $145.509 | D | 26,989 | D | |
| Common StockF2 | Aug 24, 2018 | S | 1,486 | $146.2531 | D | 25,503 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $62.90 | Aug 24, 2018 | M | 3,912 | D | — | Dec 1, 2024 | Common Stock | 3,912 | 2,608 | D |
Explanation of responses
- F1Reflects the weighted average price of 2,426 shares of common stock of Proto Labs, Inc. sold by the reporting person on August 24, 2018 with sale prices ranging from $145.00 to $145.95 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Reflects the weighted average price of 1,486 shares of common stock of Proto Labs, Inc. sold by the reporting person on August 24, 2018 with sale prices ranging from $146.10 to $146.65 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The option vests as to 20% of the shares in five annual installments beginning on December 1, 2015.