SEC Form 4 · accession 0001437749-18-016197
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Bodor
Officer — VP/General Manager-Americas
Period of report
Aug 23, 2018
Accepted (ET)
Aug 27, 2018 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 23, 2018 | M | 3,000 | $67.15 | A | 22,755 | D | |
| Common Stock | Aug 23, 2018 | S | 3,000 | $145.00 | D | 19,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $67.15 | Aug 23, 2018 | M | 3,000 | D | — | Feb 9, 2025 | Common Stock | 3,000 | 3,998 | D |
Explanation of responses
- F1Stock option exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2018.
- F2Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2018.
- F3The option vests as to 20% of the shares in five annual installments beginning on February 13, 2016.