SEC Form 4 · accession 0001437749-18-012074
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Bodor
Officer — VP/General Manager-Americas
Period of report
Jun 15, 2018
Accepted (ET)
Jun 19, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2018 | M | 2,997 | $67.15 | A | 22,752 | D | |
| Common StockF2 | Jun 15, 2018 | S | 2,997 | $135.1032 | D | 19,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $67.15 | Jun 15, 2018 | M | 2,997 | D | — | Feb 9, 2025 | Common Stock | 2,997 | 6,998 | D |
Explanation of responses
- F1Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2017.
- F2Reflects the weighted average price of 2,997 shares of common stock of Proto Labs, Inc. sold by the reporting person on June 15, 2018 with sale prices ranging from $135.00 to $135.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The option vests as to 20% of the shares in five annual installments beginning on February 13, 2016.