SEC Form 4 · accession 0001437749-18-012020
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Goodman
Director
Period of report
Jun 14, 2018
Accepted (ET)
Jun 18, 2018 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2018 | M | 577 | $62.68 | A | 12,655 | D | |
| Common Stock | Jun 14, 2018 | M | 536 | $70.00 | A | 13,191 | D | |
| Common StockF3 | Jun 14, 2018 | S | 713 | $131.8647 | D | 12,478 | D | |
| Common Stock | Jun 14, 2018 | S | 400 | $130.85 | D | 12,078 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $62.68 | Jun 14, 2018 | M | 577 | D | — | May 19, 2024 | Common Stock | 577 | 577 | D |
| Stock Option (right to buy)F4 | $70.00 | Jun 14, 2018 | M | 536 | D | — | May 19, 2025 | Common Stock | 536 | 536 | D |
Explanation of responses
- F1Stock option exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2018.
- F2Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2018.
- F3Reflects the weighted average price of 713 shares of common stock of Proto Labs, Inc. sold by the reporting person on June 14, 2018 with sale prices ranging from $131.50 to $132.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4Fully vested.