SEC Form 4 · accession 0001437749-18-011837
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Bodor
Officer — VP/General Manager-Americas
Period of report
Jun 12, 2018
Accepted (ET)
Jun 14, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2018 | M | 3,000 | $78.59 | A | 22,755 | D | |
| Common StockF2 | Jun 12, 2018 | S | 3,000 | $130.0039 | D | 19,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $78.59 | Jun 12, 2018 | M | 3,000 | D | — | Feb 13, 2024 | Common Stock | 3,000 | 5,160 | D |
Explanation of responses
- F1Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2017.
- F2Reflects the weighted average price of 3,000 shares of common stock of Proto Labs, Inc. sold by the reporting person on June 12, 2018 with sale prices ranging from $130.00 to $130.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3The option vests as to 20% of the shares in five annual installments beginning on February 13, 2015.