SEC Form 4 · accession 0001437749-18-002617
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Fein
Officer — Chief Revenue Officer
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 7:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 12, 2018 | A | 2,341 | $105.75 | A | 10,847 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $105.75 | Feb 12, 2018 | A | 2,682 | A | — | Feb 12, 2028 | Common Stock | 2,682 | 2,682 | D |
Explanation of responses
- F1The restricted stock units vest as to 25% of the shares in four annual installments beginning on February 13, 2019.
- F2Reports the total number of shares of Common Stock of the issuer held by the reporting person as of February 14, 2018, including 226 shares purchased on November 15, 2017 through the issuer's Employee Stock Purchase Plan program.
- F3The option vests as to 25% of the shares in four annual installments beginning on February 13, 2019.