SEC Form 4 · accession 0001437749-18-000267
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rainer Gawlick
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2018 | M | 500 | $5.56 | A | 10,925 | D | |
| Common Stock | Jan 2, 2018 | S | 500 | $102.75 | D | 10,425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $5.56 | Jan 2, 2018 | M | 500 | D | — | Apr 28, 2019 | Common Stock | 500 | 5,500 | D |
Explanation of responses
- F1Stock option exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2016.
- F2Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2016.
- F3Fully vested.