SEC Form 4 · accession 0001437749-17-011139
Proto Labs Inc · PRLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Bodor
Officer — VP/General Manager-Americas
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001443669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2017 | M | 4,000 | $36.41 | A | 20,578 | D | |
| Common StockF3 | Jun 8, 2017 | S | 4,000 | $66.0082 | D | 16,578 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $36.41 | Jun 8, 2017 | M | 4,000 | D | — | Dec 11, 2022 | Common Stock | 4,000 | 12,000 | D |
Explanation of responses
- F1Reports the total number of shares of Common Stock of the issuer held by the reporting person as of June 12, 2017, including a total of 508 shares of Common Stock of the issuer purchased by the reporting person through the issuer's Employee Stock Purchase Plan program on May 15, 2014, November 15, 2014, and May 15, 2015.
- F2Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2017.
- F3Reflects the weighted average price of 4,000 shares of common stock of Proto Labs, Inc. sold by the reporting person on June 8, 2017, with sale prices ranging from $66.00 to $66.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4The option vests as to 20% of the shares in five annual installments beginning in December 11, 2013.